WebSep 25, 2024 · In response to CFTC Letter No. 20-28, JAC issued Regulatory Alert #20-02 and Regulatory Alert #20-03. Letter No. 20-28 provided guidance and no-action relief with respect to CFTC Regulation 1.56 ... WebNov 13, 2024 · The proposed CPO registration exemption would be equivalent to the relief in CFTC Staff Letter 12-37, 9 which permits “family offices” (as that term is defined in regulations promulgated by the Securities and Exchange Commission (SEC)) 10 to operate and manage assets of “family clients” (as that term is defined in SEC regulations) 11 ...
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CFTC Whistleblower Program - Wikipedia
WebThe Commodity Futures Trading Commission's Whistleblower Program was created with the 2010 passage of the Dodd-Frank Act. ... 7/12/2024 $30 million Received award for their original information they provided to the agency. 7/16/2024 Over $70,000 WebThe results for the query dated : 4/12/2024 10:18:46 AM are: Show All. Respondent Name Respondent aka CFTC Docket No. NFA Id Sanction Dates and Explanations ... Effective … WebNov 2, 2024 · The Commodity Futures Trading Commission ("CFTC") recently released its enforcement results for Fiscal Year 2024 ("FY 2024"). In addition to detailing the recovery of over $2.5 billion in restitution, disgorgement, and civil monetary penalties, the published results also highlight a number of notable enforcement actions and trends, including … tourist office belfast